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New White Paper - Distributor Oversight Reporting (04.01.2019)
With the introduction of MiFID II, fund providers must now oversee their distributors and sub-distributors to ensure compliance with their distribution strategies and ensure that they are selling their funds to appropriate clients. This is known as “Distributor Oversight Reporting” (DOR) and is a break from the past when distributors could be tasked to sell the right funds to appropriate investors. Although the European Securities and...
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