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New White Paper - Distributor Oversight Reporting (04.01.2019)

With the introduction of MiFID II, fund providers must now oversee their distributors and sub-distributors to ensure compliance with their distribution strategies and ensure that they are selling their funds to appropriate clients. This is known as “Distributor Oversight Reporting” (DOR) and is a break from the past when distributors could be tasked to sell the right funds to appropriate investors. Although the European Securities and...

fundinfo DOR white paper

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Credit Suisse AMAXA Investment ManagersSchrodersMorgan Stanley Investment ManagementColumbia Threadneedle Investments
VP Fund Solutions (Liechtenstein)Neuberger BermanBlackRockDWSSparinvest
J.P. Morgan Asset ManagementPictetAberdeenAmundiIFM Independent Fund Management AG
Carmignac GestionCandriamFranklin TempletonAllianz Global Investors
WellingtonCapital GroupUBSInvesco
NordeaBNP Paribas Asset ManagementFidelityVontobel